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Financial adviser
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#	Item
151	THE FINANCIAL SERVICES PRACTITIONER PANEL ANNUAL REPORT Add to Reading List Source URL: www.fca-pp.org.uk Language: English - Date: 2015-04-15 10:27:18 Financial Ombudsman Service Economy of the United Kingdom HM Treasury Financial Services and Markets Act Financial adviser Financial Services Authority
152	Terms and Conditions of Novia Financial plc Effective from 1 January 2016 Including notification of changes effective 6 April 2016 Add to Reading List Source URL: www.novia-financial.co.uk Language: English - Date: 2016-05-09 06:01:11 Investment Pensions in the United Kingdom Financial services Funds Self-invested personal pension Individual Savings Account Wrap account Financial adviser Income drawdown Investment fund Personal pension scheme Hedge fund
153	Family Law Software Report Add to Reading List Source URL: www.flournoywealthmanagement.com Language: English - Date: 2016-05-20 13:47:46 Self-regulatory organizations United States securities law Financial Industry Regulatory Authority LPL Financial Securities Investor Protection Corporation Registered Investment Adviser Financial adviser
154	22nd December 2015 FAMR Secretariat Financial Conduct Authority 25 The North Colonnade Canary Wharf London Add to Reading List Source URL: uksif.org Language: English - Date: 2016-01-05 07:19:13 Financial services Citizens Advice Independent Financial Adviser Financial adviser Financial Conduct Authority Mortgage broker Financial literacy Investment fund Advice Investment Advisers Act Registered Investment Adviser
155	Microsoft Word - ERISA Client disclosure letter-website Add to Reading List Source URL: www.granitepartners-llc.com Language: English - Date: 2014-11-21 15:20:39 Common law Equity Fiduciary Registered Investment Adviser Financial adviser Investment Employee Retirement Income Security Act Investment policy statement
156	ASTFS Industry Insight July 2014 Add to Reading List Source URL: www.astfundsolutions.com Language: English - Date: 2014-07-16 10:53:02 Corporate law Corporate governance Proxy firm Proxy voting Financial adviser Proxy
157	Consumer Sense October 2015 Information from SACU and CFS* to help keep your financial life in balance In This Issue: Add to Reading List Source URL: www.sacu.com Language: English - Date: 2016-01-27 10:34:51 Investment Financial services Funds Institutional investors Investment fund Finance Financial market Financial adviser U.S. Securities and Exchange Commission Financial risk Mutual fund
158	Ive, Stuart - AFA Disclosure Statement.pdf Add to Reading List Source URL: www.omf.co.nz Language: English - Date: 2015-07-15 19:00:31 Financial markets Financial advisors Service industries Financial adviser Contract for difference Financial services
159	The Advisor A Publication of the National Association of Insurance and Financial Advisors – Central Valley Add to Reading List Source URL: www.naifacentralvalley.org Language: English - Date: 2016-02-02 11:25:13 Financial adviser Financial services Insurance
160	Suitability and Fiduciary Duty Back to Common Sense Johannes Muschik FECIF Chairman Representation of Financial Advisers Add to Reading List Source URL: cifango.org Language: English - Date: 2016-06-10 05:53:43 Common law Equity Fiduciary Financial adviser Duty of loyalty

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